SEC Form 4 · accession 0001013762-15-000946
Workhorse Group Inc. · WKHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen D Baksa
10% Owner
Period of report
Dec 8, 2014
Accepted (ET)
Sep 25, 2015 · 3:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001425287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK, $0.001 PAR VALUE PER SHARE | Aug 7, 2015 | P | 1,724,138 | $500,000.00 | A | 22,920,506 | D | |
| COMMON STOCK, $0.001 PAR VALUE PER SHARE | Mar 24, 2015 | P | 1,474,600 | $206,444.00 | A | 21,196,368 | D | |
| COMMON STOCK, $0.001 PAR VALUE PER SHARE | Mar 17, 2015 | P | 344,827 | $100,000.00 | A | 19,721,768 | D | |
| COMMON STOCK, $0.001 PAR VALUE PER SHARE | holding | — | — | — | — | I | N/A |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK PURCHASE WARRANT | $0.14 | Dec 8, 2014 | P | 714,286 | A | Dec 8, 2014 | Dec 7, 2017 | COMMON STOCK, PAR VALUE $0.001 | 714,286 | 714,286 | D |
| COMMON STOCK PURCHASE WARRANT | $0.15 | holding | — | — | — | Mar 27, 2014 | Mar 27, 2017 | COMMON STOCK PAR VALUE $0.001 | — | — | D |
| COMMON STOCK PURCHASE WARRANT | $0.40 | holding | — | — | — | Mar 13, 2013 | Mar 13, 2016 | COMMON STOCK, PAR VALUE $0.001 | — | — | D |
| COMMON STOCK PURCHASE WARRANT | $0.40 | holding | — | — | — | Feb 21, 2013 | Feb 21, 2016 | COMMON STOCK, PAR VALUE $0.001 | — | — | D |