SEC Form 4 · accession 0001013762-15-000918
Workhorse Group Inc. · WKHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Taylor
Director
Period of report
Aug 6, 2012
Accepted (ET)
Sep 16, 2015 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001425287
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONS | $0.175 | Aug 13, 2015 | P | 100,000 | A | Aug 13, 2015 | Aug 11, 2020 | Common Stock | 100,000 | 100,000 | D |
| STOCK OPTIONS | $0.01 | Jul 1, 2015 | P | — | A | Jul 1, 2015 | Jun 29, 2020 | Common Stock | — | — | D |
| STOCK OPTIONS | $0.14 | Dec 19, 2014 | P | — | A | Dec 19, 2014 | Dec 18, 2019 | Common Stock | — | — | D |
| STOCK OPTIONS | $0.29 | Mar 15, 2013 | P | — | A | Mar 15, 2013 | Mar 14, 2018 | Common Stock | — | — | D |
| STOCK OPTIONS | $0.15 | Aug 10, 2012 | P | — | A | Aug 10, 2012 | Aug 9, 2017 | Common Stock | — | — | D |
| STOCK OPTIONS | $0.60 | holding | — | — | — | May 25, 2011 | May 25, 2016 | Common Stock | — | — | D |
| COMMON STOCK PURCHASE WARRANT | $2.00 | holding | — | — | — | May 25, 2011 | May 25, 2016 | Common Stock | — | — | D |
| STOCK OPTIONS | $0.68 | holding | — | — | — | Oct 11, 2010 | Oct 11, 2015 | Common Stock | — | — | D |
| STOCK OPTIONS | $0.72 | holding | — | — | — | Dec 8, 2010 | Dec 8, 2020 | Common Stock | — | — | D |
| STOCK OPTIONS | $2.00 | holding | — | — | — | Dec 8, 2010 | Dec 8, 2015 | Common Stock | — | — | D |