SEC Form 4 · accession 0001013762-15-000916
Workhorse Group Inc. · WKHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julio C. Rodriguez
Officer — CHIEF FINANCIAL OFFICER
Period of report
Jul 1, 2014
Accepted (ET)
Sep 16, 2015 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001425287
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONS | $1.75 | Aug 13, 2015 | P | 250,000 | A | Aug 13, 2015 | Aug 11, 2020 | COMMON STOCK | 250,000 | 250,000 | D |
| STOCK OPTIONS | $0.15 | Dec 19, 2014 | P | 150,000 | A | Dec 19, 2014 | Dec 18, 2019 | COMMON STOCK | 150,000 | 150,000 | D |
| STOCK OPTIONS | $0.01 | Jul 1, 2014 | P | 743,330 | A | Jul 1, 2014 | Jun 30, 2019 | COMMON STOCK | 743,330 | 743,330 | D |
| STOCK OPTIONS | $0.40 | holding | — | — | — | Aug 7, 2013 | Aug 7, 2018 | COMMON STOCK | 300,000 | 325,000 | D |