SEC Form 4 · accession 0000899243-17-028778
FOX FACTORY HOLDING CORP · FOXF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Zvi Glasman
Officer — CFO and Treasurer
Period of report
Dec 12, 2017
Accepted (ET)
Dec 14, 2017 · 9:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001424929
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 12, 2017 | S | 10,000 | $39.3686 | D | 67,744 | I | Shares held by Zvi & Marlise Glasman Family Trust |
| Common Stock | Dec 12, 2017 | M | 101,231 | $5.16 | A | 160,331 | D | |
| Common Stock | Dec 12, 2017 | F | 45,948 | $39.65 | D | 114,383 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $5.16 | Dec 12, 2017 | M | 101,231 | D | — | Jun 15, 2022 | Common Stock | 101,231 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.20 to $39.65, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
- F2Shares withheld to satisfy tax obligations arising from the exercise of the option.
- F350% of the option shares vested on June 15, 2013 and 50% of the option shares vested on June 15, 2014.