SEC Form 4 · accession 0000899243-17-001678
FOX FACTORY HOLDING CORP · FOXF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H Katherman
Officer — SVP, GLOBAL OPERATIONS
Period of report
Jan 18, 2017
Accepted (ET)
Jan 20, 2017 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001424929
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 18, 2017 | M | 27,890 | $6.20 | A | 59,675 | D | |
| Common StockF2 | Jan 18, 2017 | S | 27,890 | $26.5747 | D | 31,785 | D | |
| Common Stock | Jan 19, 2017 | M | 14,292 | $6.20 | A | 46,077 | D | |
| Common StockF3 | Jan 19, 2017 | S | 14,292 | $26.5983 | D | 31,785 | D | |
| Common Stock | Jan 20, 2017 | M | 13,558 | $6.20 | A | 45,343 | D | |
| Common StockF4 | Jan 20, 2017 | S | 13,558 | $26.4407 | D | 31,785 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5 | $6.20 | Jan 18, 2017 | M | 27,890 | D | — | Oct 3, 2022 | Common Stock | 27,890 | 46,430 | D |
| Employee Stock Option (right to buy)F5 | $6.20 | Jan 19, 2017 | M | 14,292 | D | — | Oct 3, 2022 | Common Stock | 14,292 | 32,138 | D |
| Employee Stock Option (right to buy)F5 | $6.20 | Jan 20, 2017 | M | 13,558 | D | — | Oct 3, 2022 | Common Stock | 13,558 | 18,580 | D |
Explanation of responses
- F1The shares were sold in open market transactions pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b-5 of the Securities Exchange Act of 1934, as amended.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.95 to $26.80, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.40 to $27.00, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.25 to $26.75, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
- F5Three 25% traunches of a previously reported option, representing a right to purchase a total of 74,320 shares, became exercisable on October 3, 2014, October 3, 2015 and October 3, 2016 respectively. The remaining 25% traunch of the 74,320 share option, or 18,580 shares, will vest on October 3, 2017. The stock option was originally granted on October 3, 2012.