SEC Form 4 · accession 0001652014-17-000001
Rise Gold Corp. · RYES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Cale Thomas
Officer — CFO, Treasurer · Director
Period of report
May 5, 2017
Accepted (ET)
May 25, 2017 · 12:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001424864
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 5, 2017 | P | 52,174 | $0.23 | A | 1,195,031 | D | |
| Common StockF1 | May 5, 2017 | P | 8,696 | $0.23 | A | 8,696 | I | Held by Scharfe Investment Group of Companies Inc. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1 | $0.40 | May 5, 2017 | P | 52,174 | A | May 5, 2017 | May 5, 2019 | Common Stock | 52,174 | 52,174 | D |
| WarrantsF1 | $0.40 | May 5, 2017 | P | 8,696 | A | May 5, 2017 | May 5, 2019 | Common Stock | 8,696 | 8,696 | I |
| OptionsF1 | $0.15 | holding | — | — | — | Mar 23, 2016 | Mar 22, 2021 | Common Stock | 700,000 | 700,000 | D |
Explanation of responses
- F1Represents a price in Canadian dollars.