SEC Form 4 · accession 0001651943-17-000001
Rise Gold Corp. · RYES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley Scharfe
10% Owner
Period of report
Mar 27, 2017
Accepted (ET)
May 25, 2017 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001424864
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 27, 2017 | S | 670,000 | $0.03 | D | 6,497,574 | I | Held by Scharfe Holdings Inc. |
| Common StockF1 | Mar 27, 2017 | S | 50,000 | $0.117 | D | 6,447,574 | I | Held by Scharfe Holdings Inc. |
| Common StockF1 | Mar 27, 2017 | S$0 | 280,000 | $0.00 | D | 6,167,574 | I | Held by Scharfe Holdings Inc. |
| Common StockF1 | May 5, 2017 | P | 380,435 | $0.23 | A | 6,548,009 | I | Held by Scharfe Holdings Inc. |
| Common StockF1 | May 5, 2017 | P | 8,696 | $0.23 | A | 8,696 | I | Held by Scharfe Investment Group of Companies Inc. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1 | $0.40 | May 5, 2017 | P | 380,435 | A | May 5, 2017 | May 5, 2019 | Common Stock | 380,435 | 380,435 | I |
| WarrantsF1 | $0.40 | May 5, 2017 | P | 8,696 | A | May 5, 2017 | May 5, 2019 | Common Stock | 8,696 | 8,696 | I |
| WarrantsF1 | $0.40 | holding | — | — | — | Dec 23, 2016 | Dec 23, 2018 | Common Stock | 184,000 | 184,000 | I |
| WarrantsF1 | $0.40 | holding | — | — | — | Jan 24, 2017 | Jan 24, 2019 | Common Stock | 310,000 | 310,000 | I |
Explanation of responses
- F1Represents a price in Canadian dollars.