SEC Form 4 · accession 0001567619-18-004576
Rise Gold Corp. · RYES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
SOUTHERN ARC MINERALS INC
10% Owner
Period of report
Oct 16, 2018
Accepted (ET)
Oct 25, 2018 · 6:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001424864
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF2,F1 | $0.10 | Oct 16, 2018 | J | 875,000 | A | Oct 16, 2018 | Oct 16, 2020 | Common Stock | 875,000 | 875,000 | D |
Explanation of responses
- F1The Canadian exercise price of $0.13 per share was converted into U.S. dollars using an exchange rate of C$1.2938 = US$1.00.
- F2The warrants were issued to the reporting person as a finder's fee paid in connection with the Issuer's private placement unit offering announced on October 16, 2018.