SEC Form 4 · accession 0001273511-17-000005
Rise Gold Corp. · RYES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley Scharfe
Director · 10% Owner
Period of report
Nov 30, 2016
Accepted (ET)
Jan 26, 2017 · 1:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001424864
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 30, 2016 | P | 30,000 | $0.17 | A | 6,673,574 | I | Held by Scharfe Holdings Inc. |
| Common StockF1 | Dec 23, 2016 | P | 184,000 | $0.20 | A | 6,857,574 | I | Held by Scharfe Holdings Inc. |
| Common StockF1 | Jan 24, 2017 | P | 310,000 | $0.20 | A | 7,167,574 | I | Held by Scharfe Holdings Inc. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1 | $0.40 | Dec 23, 2016 | A | 184,000 | A | Dec 23, 2016 | Dec 23, 2018 | Common Stock | 184,000 | 184,000 | I |
| WarrantsF1 | $0.40 | Jan 24, 2017 | A | 310,000 | A | Jan 24, 2017 | Jan 24, 2019 | Common Stock | 310,000 | 494,000 | I |
Explanation of responses
- F1Represents a price in Canadian dollars.