SEC Form 4 · accession 0001493152-18-009905
VYCOR MEDICAL INC · VYCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
FOUNTAINHEAD CAPITAL MANAGEMENT LTD
10% Owner
Period of report
Jun 30, 2018
Accepted (ET)
Jul 11, 2018 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001424768
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 30, 2018 | J | 340,909 | $0.33 | A | 11,381,165 | D | |
| Series D Preferred Stock | holding | — | — | — | 188,363 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $0.46 | holding | — | — | — | — | — | Common Stock | 660,000 | 660,000 | D |
| Stock Option | $0.27 | holding | — | — | — | Jun 30, 2018 | Jun 30, 2021 | Common Stock | 660,000 | 660,000 | D |
Explanation of responses
- F1Shares issued on account of accrued consultancy fees as of June 30, 2018.
- F2Issued pursuant to Fountainhead Consultancy Agreement