SEC Form 4 · accession 0001493152-18-005697
VYCOR MEDICAL INC · VYCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter C Zachariou
Officer — Chief Executive Officer · Director
Period of report
Apr 20, 2018
Accepted (ET)
Apr 24, 2018 · 2:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001424768
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 20, 2018 | X | 48,856 | $0.43 | A | 48,856 | D | |
| Series D Preferred Stock | holding | — | — | — | 69,487 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $0.30 | Apr 20, 2018 | X | 161,598 | D | Aug 5, 2017 | Aug 4, 2020 | Common Stock | 161,598 | 0 | D |
| Stock Option | $0.78 | holding | — | — | — | Mar 23, 2016 | Mar 22, 2019 | Common Stock | 220,000 | 220,000 | D |
Explanation of responses
- F1Cashless exercise of 161,598 Warrants to purchase common stock at $0.30 per share.