SEC Form 4 · accession 0001493152-18-001780
VYCOR MEDICAL INC · VYCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
FOUNTAINHEAD CAPITAL MANAGEMENT LTD
10% Owner
Period of report
Feb 1, 2018
Accepted (ET)
Feb 9, 2018 · 7:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001424768
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock par value $0.0001F1 | Feb 1, 2018 | A | 250,000 | $0.37 | A | 9,370,757 | D | |
| Preferred Series D par value $0.0001 | holding | — | — | — | 188 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $0.30 | Aug 5, 2017 | J | 438,053 | A | Aug 5, 2017 | Aug 4, 2022 | Common Stock | 438,053 | 438,053 | D |
| Warrant | $0.27 | holding | — | — | — | Jan 11, 2017 | Jan 10, 2020 | Common Stock | 1,924,697 | 1,924,697 | D |
| Warrant | $0.27 | holding | — | — | — | Feb 23, 2017 | Feb 22, 2020 | Common Stock | 351,204 | 351,204 | D |
| OptionF1 | $0.27 | holding | — | — | — | — | — | Common Stock | 660,000 | 660,000 | D |
Explanation of responses
- F1Issued pursuant to Fountain head Consultancy Agreement