SEC Form 4 · accession 0001493152-17-010660
VYCOR MEDICAL INC · VYCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter C Zachariou
Officer — Chief Executive Officer · Director
Period of report
Aug 4, 2017
Accepted (ET)
Sep 15, 2017 · 3:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001424768
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Preferred Series D par value $0.001 | holding | — | — | — | 69,487 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $0.30 | Aug 5, 2017 | J | 161,598 | A | Aug 5, 2017 | Aug 4, 2020 | Common Stock | 161,598 | 161,598 | D |
| Stock Option | $0.78 | holding | — | — | — | Mar 23, 2016 | Mar 23, 2019 | Common Stock | 220,000 | 220,000 | D |
Explanation of responses
- F1Warrants issued pursuant to Share Exchange Agreement dated August 5, 2014