SEC Form 4/A · accession 0001493152-17-003717

VYCOR MEDICAL INC · VYCO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

10% Owner

Period of report

Mar 31, 2017

Accepted (ET)

Apr 11, 2017 · 6:15 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001424768

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock par value $0.0001	Mar 31, 2017	A	142,857	$0.21	A	7,047,899	D
Preferred Series D par value $0.0001	holding	—	—		—	188	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option^F1,F2	$0.27	Mar 31, 2017	A	660,000	A	—	—	Common Stock	660,000	660,000	D
Warrant	$1.88	holding	—	—	—	Feb 10, 2010	Aug 4, 2017	Common Stock	343	343	D
Warrant	$2.62	holding	—	—	—	Sep 29, 2010	Aug 4, 2017	Common Stock	338	338	D
Warrant	$3.08	holding	—	—	—	Aug 4, 2014	Aug 4, 2017	Common Stock	573	573	D
Warrant	$2.05	holding	—	—	—	Apr 25, 2014	Apr 24, 2017	Common Stock	878	878	D
Warrant	$3.08	holding	—	—	—	Apr 25, 2014	Apr 24, 2017	Common Stock	878	878	D
Warrant	$0.27	holding	—	—	—	Jan 11, 2017	Jan 10, 2020	Common Stock	1,924,697	1,924,697	D
Warrant	$0.27	holding	—	—	—	Feb 23, 2017	Feb 22, 2020	Common Stock	351,204	351,204	D

F1Grant of option on March 31, 2017. Option vesting is subject to achievement of certain milestones prior to March 31, 2018.
F2Exercisable upon achievement of certain milestones prior to March 31, 2018 for a period of three years from date of vesting.