SEC Form 4 · accession 0001354488-16-006898
VYCOR MEDICAL INC · VYCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter C Zachariou
Officer — Chief Executive Officer · Director
Period of report
Mar 23, 2016
Accepted (ET)
Apr 7, 2016 · 2:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001424768
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Preferred Series D, par value $0.001 | holding | — | — | — | 67,138 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $0.78 | Mar 23, 2016 | A | 220,000 | A | Mar 23, 2016 | Mar 23, 2019 | Common Stock | 220,000 | 220,000 | D |
| Warrants | $3.08 | holding | — | — | — | Aug 4, 2014 | Aug 4, 2017 | Common Stock | 211,239 | 211,239 | D |