SEC Form 4 · accession 0001181431-15-000856
Arista Power, Inc. · OTCBB:ASPW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dov Schwell
Director
Period of report
Jan 5, 2015
Accepted (ET)
Jan 12, 2015 · 12:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001424640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 440,000 | I | By Schwell, Wimpfheimer & Associates LLP | |
| Common Stock | holding | — | — | — | 300 | I | By Minor Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $0.07 | Jan 5, 2015 | A | 30,000 | A | Jan 5, 2015 | Jan 5, 2025 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Mr., Schwell is Managing Partner of Schwell, Wimpfheimer & Associates LLP ("SWA"). Mr. Schwell disclaims beneficial ownership of those share that exceed the greater of his percentage share of profits of SWA and his percentage of his capital account in SWA.