SEC Form 4 · accession 0001593678-16-000136

Rovi Corp · ROVI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Sep 7, 2016

Accepted (ET)

Sep 8, 2016 · 5:55 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001424454

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Sep 7, 2016	D	38,442	—	D	0	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Director Stock Option (right to buy)^F3,F4	$57.63	Sep 7, 2016	D	15,000	D	—	Jul 1, 2018	Common Stock	15,000	0	D

F1Includes the restricted stock award of 10,296 shares granted on July 1, 2016 that was accelerated and became fully vested on September 7, 2016 at the completion of Rovi's acquisition of TiVo Inc. pursuant to the Merger Agreement (as defined below).
F2Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of April 28, 2016 (the "Merger Agreement"), by and among the issuer, TiVo Corporation (f/k/a Titan Technologies Corporation), TiVo Inc., Titan Acquisition Sub, Inc., and Nova Acquisition Sub, Inc., and related statutory merger agreement between Nova Acquisition Sub, Inc. and issuer (the "Rovi Merger Agreement"), in a one-for-one exchange of TiVo Corporation common stock.
F3Option was assumed by TiVo Corporation pursuant to the Merger Agreement and the Rovi Merger Agreement and was converted into an option to purchase an equivalent number of shares of TiVo Corporation common stock at an equivalent exercise price and under the same terms and conditions as the original option.
F4Granted July 1, 2011. Fully vested July 1, 2012.

This is a voluntary form to disclose that Ms. Quindlen is no longer subject to Section 16 reporting for Rovi Corporation effective September 7, 2016.