SEC Form 4 · accession 0001593678-16-000076

Rovi Corp · ROVI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CAO & Treasurer

Period of report

Mar 1, 2016

Accepted (ET)

Mar 3, 2016 · 5:44 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001424454

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1,F2	Mar 1, 2016	M	2,500	$0.001	A	20,804	D
Common Stock	Mar 1, 2016	M	1,042	$15.73	A	21,846	D
Common Stock^F3	Mar 1, 2016	F	4,188	$23.44	D	17,658	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F4,F5	—	Mar 1, 2016	A	10,500	A	—	Mar 1, 2020	Common Stock	10,500	10,500	D
Restricted Stock Units^F1,F4	—	Mar 1, 2016	M	2,500	D	Mar 1, 2016	Mar 1, 2019	Common Stock	2,500	7,500	D
Employee Stock Option (right to buy)^F6	$15.73	Mar 1, 2016	M	1,042	D	—	Mar 1, 2016	Common Stock	1,042	0	D

F1Granted March 1, 2015, this restricted stock unit grant vests over four years with a 25% vesting on each of the annual anniversaries of the grant date.
F2Includes 168 shares purchased on January 29, 2016 pursuant to the company's Employee Stock Purchase Plan (ESPP).
F3Shares withheld to satisfy tax obligations resulting from the vesting of restricted stock awards.
F4Each restricted stock unit represents a contingent right to receive one share of ROVI common stock.
F5Granted March 1, 2016, this restricted stock unit grant vests over four years with a 25% vesting on each of the annual anniversaries of the grant date.
F6Granted March 1, 2009, vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.