SEC Form 4 · accession 0001593678-16-000073
Rovi Corp · ROVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pamela A. Sergeeff
Officer — EVP & General Counsel
Period of report
Feb 1, 2016
Accepted (ET)
Feb 3, 2016 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001424454
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2016 | S | 1,818 | $19.00 | D | 85,684 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 1,818 shares purchased on January 29, 2016 pursuant to the company's Employee Stock Purchase Plan and sold pursuant to a 10b5-1 plan dated March 09, 2015.