SEC Form 4 · accession 0001593678-15-000047
Rovi Corp · ROVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tom Carson
Officer — President & CEO · Director
Period of report
Jul 6, 2015
Accepted (ET)
Jul 7, 2015 · 6:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001424454
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 6, 2015 | P | 10,000 | $15.88 | A | 248,493 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased pursuant to Mr. Carson's 10b5-1 plan dated May 15, 2015.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.72 to $16.05, inclusive. The reporting person undertakes to provide Rovi Corporation, any security holder of Rovi Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.