SEC Form 4 · accession 0001593678-15-000003
Rovi Corp · ROVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tom Carson
Officer — President & CEO · Director
Period of report
Jan 5, 2015
Accepted (ET)
Jan 6, 2015 · 6:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001424454
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 5, 2015 | S | 8,765 | $22.17 | D | 228,735 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold to pay tax obligations resulting from the vesting of restricted stock awards.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.17 to $22.21, inclusive. The reporting person undertakes to provide to Rovi Corporation, any security holder of Rovi Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.