SEC Form 3 · accession 0000899243-18-021969
PCB BANCORP · PCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Ju
Officer — See Remarks
Period of report
Aug 9, 2018
Accepted (ET)
Aug 9, 2018 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001423869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 86,349 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy) | $3.38 | holding | — | — | — | Feb 23, 2017 | Feb 23, 2022 | Common stock | 4,439 | — | D |
| Stock option (right to buy) | $4.51 | holding | — | — | — | Mar 29, 2018 | Mar 29, 2023 | Common stock | 8,875 | — | D |
| Stock option (right to buy)F1 | $10.33 | holding | — | — | — | — | Oct 28, 2025 | Common stock | 24,201 | — | D |
Explanation of responses
- F1These options vest 60% on the third-anniversary of the 10/28/2015 date of grant and two equal annual installments thereafter.
Remarks
Senior Vice President and Chief Lending Officer