SEC Form 3 · accession 0000899243-18-021944
PCB BANCORP · PCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mimi Lee
Officer — See Remarks
Period of report
Aug 9, 2018
Accepted (ET)
Aug 9, 2018 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001423869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 15,189 | D | ||
| Common Stock | holding | — | — | — | 2,748 | I | By Mimi Lee IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F1 | $10.33 | holding | — | — | — | — | Oct 28, 2025 | Common stock | 18,151 | — | D |
Explanation of responses
- F1These options vest 60% on the third-anniversary of the 10/28/2015 date of grant and two equal annual installments thereafter.
Remarks
Senior Vice President and Chief Operations Administrator