SEC Form 4 · accession 0001735436-18-000002
ZUORA INC · ZUO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tyler Sloat
Officer — Chief Financial Officer
Period of report
Nov 8, 2018
Accepted (ET)
Nov 9, 2018 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001423774
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 8, 2018 | C | 262,392 | $0.00 | A | 262,392 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | $0.00 | Nov 8, 2018 | C | 262,392 | D | — | — | Class A Common Stock | 262,392 | 0 | D |
Explanation of responses
- F1Each share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock at the option of the holder for no additional consideration, and had no expiration date.