SEC Form 4 · accession 0000899243-18-031181
ZUORA INC · ZUO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michelangelo Volpi
Director
Period of report
Dec 13, 2018
Accepted (ET)
Dec 17, 2018 · 2:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001423774
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F1,F6 | Dec 13, 2018 | S | 44,079 | $18.4378 | D | 319,516 | I | See Footnotes |
| Class A Common StockF3,F1,F6 | Dec 14, 2018 | S | 28,012 | $18.3181 | D | 291,504 | I | See Footnotes |
| Class A Common StockF2,F4,F6 | Dec 13, 2018 | S | 161 | $18.4378 | D | 1,171 | I | See Footnotes |
| Class A Common StockF3,F4,F6 | Dec 14, 2018 | S | 103 | $18.3181 | D | 1,068 | I | See Footnotes |
| Class A Common StockF2,F5,F6 | Dec 13, 2018 | S | 560 | $18.4378 | D | 4,060 | I | See Footnotes |
| Class A Common StockF3,F5,F6 | Dec 14, 2018 | S | 356 | $18.3181 | D | 3,704 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities are held by Index Ventures Growth II (Jersey), L.P. ("IVG II"). Index Venture Growth Associates II Limited ("Associates") is the general partner of IVG II.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 - $19.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 - $18.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4The securities are held directly by Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. ("Parallel"). Associates is the general partner of Parallel.
- F5The securities are held directly by Yucca (Jersey) SLP ("Yucca"). The general partner of Yucca is Yucca Associates Limited ("YAL").
- F6The Reporting Person is a partner within the Index Ventures group. Advisors within the Index Ventures group provide advice to IVG II, Parallel and Yucca (collectively, the "Index Funds"). The Reporting Person is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. The Reporting Person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.