SEC Form 4 · accession 0000899243-18-020270
ZUORA INC · ZUO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth A Goldman
Director
Period of report
Jul 18, 2018
Accepted (ET)
Jul 20, 2018 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001423774
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jul 18, 2018 | C | 11,000 | $0.00 | A | 11,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | Jul 18, 2018 | C | 11,000 | D | — | — | Class A Common Stock | 11,000 | 79,000 | D |
Explanation of responses
- F1(1) Each share of the issuer's Class B Common Stock converted into 1 share of the issuer's Class A Common Stock at the option of the holder and had no expiration date.