SEC Form 4 · accession 0001544050-17-000001
AGNC Investment Corp. · AGNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Kuehl
Officer — EVP · 10% Owner
Period of report
Feb 22, 2016
Accepted (ET)
Mar 3, 2017 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001423689
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2016 | S | 3,750 | $18.046 | D | 431,064 | D | |
| Common Stock | Mar 7, 2016 | S | 4,000 | $18.369 | D | 420,014 | D | |
| Common StockF1,F2 | Mar 1, 2017 | A | 18,050 | — | A | 332,288 | D | |
| Common Stock | holding | — | — | — | 2,000 | I | IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2018, March 15, 2019 and March 15, 2020.
- F2Includes 572.528 and 569.241 shares of stock received pursuant to the reinvestment of cash dividends declared by the Company to holders of record of common stock as of December 30, 2016 and January 31, 2017, respectively.