SEC Form 4/A · accession 0001544050-16-000031
AGNC Investment Corp. · AGNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Christopher Kuehl
Officer — EVP
Period of report
Dec 14, 2016
Accepted (ET)
Dec 16, 2016 · 2:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001423689
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Dec 14, 2016 | A | 60,020 | $17.89 | A | 320,846 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of December 14, 2017, December 14, 2018 and December 14, 2019.
- F2Erroneously reported as a disposition.