SEC Form 4 · accession 0001544050-16-000020
AGNC Investment Corp. · AGNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Kuehl
Officer — Senior VP
Period of report
Mar 10, 2016
Accepted (ET)
Mar 11, 2016 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001423689
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Mar 10, 2016 | S | 10,562 | $18.1282 | D | 409,078 | D | |
| Common StockF2 | Mar 10, 2016 | S | 4,000 | $18.24 | D | 405,078 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 2,000 | I | IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales made pursuant to a previously established Rule 10b5-1 Plan solely to cover required tax withholding upon vesting of stock awards.
- F2Price reflects weighted average sales price; actual sale prices ranged from $18.17 to $18.31. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.