SEC Form 4 · accession 0001464523-18-000003
AGNC Investment Corp. · AGNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J Federico
Officer — EVP and CFO
Period of report
Mar 12, 2018
Accepted (ET)
Mar 19, 2018 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001423689
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 12, 2018 | A | 35,038 | — | A | 357,898 | D | |
| Common Stock | holding | — | — | — | 1,900 | I | IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2019, March 15, 2020 and March 15, 2021.
- F2Includes 651 dividend equivalent restricted stock units accrued on previously granted RSU awards since the Reporting Person's last Form 4 filing.