SEC Form 4 · accession 0001464523-18-000002
AGNC Investment Corp. · AGNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J Federico
Officer — EVP and CFO
Period of report
Feb 9, 2018
Accepted (ET)
Feb 13, 2018 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001423689
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 9, 2018 | S | 13,500 | $18.54 | D | 322,209 | D | |
| Common Stock | holding | — | — | — | 1,900 | I | IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales made pursuant to a previously established Rule 10b5-1 Plan.
- F2The reported price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.52 to $18.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3Includes 1,247 dividend equivalent restricted stock units accrued on previously granted RSU awards since the Reporting Person's last Form 4 filing.