SEC Form 4 · accession 0001464523-17-000002
AGNC Investment Corp. · AGNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J Federico
Officer — EVP and CFO
Period of report
Aug 20, 2015
Accepted (ET)
Mar 3, 2017 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001423689
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 20, 2015 | S | 5,822 | $19.99 | D | 314,891 | D | |
| Common Stock | Feb 22, 2016 | S | 3,500 | $18.04 | D | 433,109 | D | |
| Common Stock | Mar 7, 2016 | S | 3,500 | $18.33 | D | 422,559 | D | |
| Common Stock, par value $0.01 per shareF1,F2 | Mar 1, 2017 | A | 32,490 | — | A | 335,084 | D | |
| Common Stock | holding | — | — | — | 1,900 | I | IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2018, March 15, 2019 and March 15, 2020.
- F2Includes 394.789 and 392.522 shares of stock received pursuant to the reinvestment of cash dividends declared by the Company to holders of record of common stock as of December 30, 2016 and January 31, 2017, respectively.