SEC Form 4 · accession 0001464523-16-000031
AGNC Investment Corp. · AGNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J Federico
Officer — EVP and CFO
Period of report
Dec 14, 2016
Accepted (ET)
Dec 15, 2016 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001423689
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Dec 14, 2016 | A | 41,387 | $17.89 | A | 314,629 | D | |
| Common Stock | holding | — | — | — | 1,900 | I | IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of December 14, 2017, December 14, 2018 and December 14, 2019.