SEC Form 4 · accession 0001434805-19-000002
AGNC Investment Corp. · AGNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary D Kain
Officer — Director, CEO, and CIO · Director
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001423689
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2019 | A | 153,758 | — | A | 1,525,552 | D | |
| Common Stock | holding | — | — | — | 2,500 | I | By custodial account for child | |
| Common Stock | holding | — | — | — | 3,697 | I | By custodial account for child |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2020, March 15, 2021 and March 15, 2022.
- F2Includes 19,378 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.