SEC Form 4 · accession 0001434805-16-000015
AGNC Investment Corp. · AGNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary D Kain
Officer — President and CIO
Period of report
Mar 23, 2016
Accepted (ET)
Mar 25, 2016 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001423689
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 23, 2016 | S | 46,045 | $18.5403 | D | 1,302,856 | D | |
| Common StockF2,F3 | Mar 24, 2016 | A | 44,302 | — | A | 1,357,487 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 2,500 | I | By custodial account for child | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 2,500 | I | By custodial account for child |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales made pursuant to a previously established Rule 10b5-1 Plan solely to cover required tax withholding upon vesting of stock awards.
- F2Date of final allocation of number of shares of AGNC common stock purchased with a cash award made under the American Capital Mortgage Management, LLC Performance Plan - AGNC.
- F3Includes 10,328.906 shares of stock received pursuant to the reinvestment of cash dividends declared by the Company to holders of record of common stock as of February 29, 2016.