SEC Form 4 · accession 0001434805-16-000009
AGNC Investment Corp. · AGNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary D Kain
Officer — President and CIO
Period of report
Feb 17, 2016
Accepted (ET)
Feb 19, 2016 · 3:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001423689
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Feb 17, 2016 | A | 122,745 | — | A | 1,425,707 | D | |
| Common StockF3 | Feb 19, 2016 | S | 7,747 | $17.96 | D | 1,417,960 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 2,500 | I | By custodial account for child | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 2,500 | I | By custodial account for child |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Date of final allocation of number of shares of AGNC common stock purchased with a cash award made under the American Capital Mortgage Management, LLC Performance Plan - AGNC.
- F2Includes 7,578.058, 8,063.695, 7,659.818, 8,014.138, 8,111.667, 8,268.283, 8,211.578, 9,065.727, 9,321.260, 9,280.260, and 9,352.229 shares of common stock received pursuant to the reinvestment of cash dividends declared by the Company to holders of record of common stock as of March 31, 2015, April 30, 2015, May 29, 2015, June 30, 2015, July 31, 2015, August 31, 2015, September 30, 2015, October 30, 2015, November 30, 2015, December 31, 2015 and January 29, 2016, respectively.
- F3Sales made pursuant to a previously established Rule 10b5-1 Plan solely to cover required tax withholding upon vesting of stock awards.