SEC Form 4 · accession 0001432826-15-000003
AGNC Investment Corp. · AGNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randy E. Dobbs
Director
Period of report
Aug 31, 2015
Accepted (ET)
Sep 2, 2015 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001423689
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Aug 31, 2015 | S | 4,500 | $19.178 | D | 32,439 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price reflects weighted average sales price; actual sale prices ranged from $19.17 to $19.18. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
- F2Includes 40.110, 38.103, 61.595, 59.055, 100.922 and 102.281 dividend equivalents on RSUs previously granted under the Plan and shares received pursuant to the reinvestment of cash dividends on deferred distributions of vested RSU awards previously granted under the Plan, in connection with cash dividends declared by the Company to holders of record of common stock as of April 30, 2015, May 29, 2015, April 30, 2015, May 29, 2015, June 30, 2015 and July 31, 2015, respectively.