SEC Form 4 · accession 0001227192-18-000003
AGNC Investment Corp. · AGNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry K Harvey
Director
Period of report
Oct 30, 2018
Accepted (ET)
Nov 1, 2018 · 3:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001423689
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Oct 30, 2018 | P | 4,000 | $17.737 | A | 58,784 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.735 to $17.7377, inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2Includes 2,067 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.