SEC Form 4 · accession 0001227192-15-000002
AGNC Investment Corp. · AGNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry K Harvey
Director
Period of report
Apr 21, 2015
Accepted (ET)
Apr 23, 2015 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001423689
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Apr 21, 2015 | A | 5,776 | — | A | 27,037 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units ("RSUs") granted to the Reporting Person under the American Capital Agency Corp. Equity Incentive Plan for Independent Directors (the "Plan"). The Common Stock underlying the RSUs will vest, subject to certain limitations, on May 21, 2016.
- F2Includes 91.627, 96.770, 34.526, 34.704, 36.121, 37.247, 38.513, and 37.749 dividend equivalents on RSUs previously granted under the Plan, in connection with cash dividends declared by the Company to holders of record of common stock as of June 30, 2014, September 30, 2014, October 31, 2014, November 28, 2014, December 31, 2014, January 30, 2015, February 27, 2015 and March 31, 2015, respectively.