SEC Form 4 · accession 0001423542-16-000168
SKULLCANDY, INC. · SKUL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg Warnock
Director
Period of report
May 18, 2016
Accepted (ET)
May 19, 2016 · 9:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001423542
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | May 18, 2016 | A | 22,727 | $3.52 | A | 103,024 | D | |
| COMMON STOCKF2 | May 18, 2016 | A | 14,772 | $3.52 | A | 117,796 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 22,727 Restricted Stock Units ("RSUs") granted to the Reporting Person on May 18, 2016 under the Issuer's Amended and Restated 2011 Incentive Award Plan (the "Plan"), which RSUs vest upon the earlier of (1) the first anniversary of the grant date or (2) the date of the next annual meeting of stockholders, subject in either case to the Reporting Person's continued service on the Board of Directors through such date.
- F2Represents RSUs that the Reporting Person elected to receive in lieu of cash compensation. The RSUs vest in four equal installments on May 18, 2016, June 30, 2016, September 30, 2016 and December 31, 2016, subject to the Reporting Person's continued service on the Board of Directors through such date.