SEC Form 4 · accession 0001423542-16-000121
SKULLCANDY, INC. · SKUL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Raffone
Officer — CHIEF REVENUE OFFICER
Period of report
Mar 7, 2016
Accepted (ET)
Mar 9, 2016 · 8:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001423542
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Mar 7, 2016 | A | 48,543 | $0.00 | A | 48,543 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F2 | $4.12 | Mar 7, 2016 | A | 52,325 | A | — | Mar 7, 2026 | COMMON STOCK | 52,325 | 81,564 | D |
Explanation of responses
- F1The Restricted Stock Units vest in four equal annual installments, with the first installment vesting on March 7, 2017, subject to the Reporting Person's continued employment with or service to the Issuer or subsidiary thereof through the applicable vesting date.
- F2The option vests in four equal annual installments, with the first installment vesting on March 7, 2017, subject to the Reporting Person's continued employment with or service to the Issuer or subsidiary thereof through the applicable vesting date.