SEC Form 4 · accession 0001181431-15-007813
SKULLCANDY, INC. · SKUL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff Kearl
Director
Period of report
May 20, 2015
Accepted (ET)
Jun 2, 2015 · 8:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001423542
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | May 20, 2015 | A | 9,803 | $0.00 | A | 53,313 | D | |
| COMMON STOCKF3 | holding | — | — | — | 13,650 | I | BY MONARCH PARTNERS |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 9,803 Restricted Stock Units ("RSUs") granted to the Reporting Person on May 20, 2015 under the Issuer's Amended and Restated 2011 Incentive Award Plan (the "Plan"), which RSUs vest upon the earlier of (1) the first anniversary of the grant date or (2) the date of the next annual meeting of stockholders, subject in either case to the Reporting Person's continued service on the Board of Directors through such date
- F2The number of shares shown reflects an upward adjustment of one share due to rounding of the shares previously granted.
- F3The Reporting Person is the manager of Monarch Partners and holds voting and dispositive power of the shares and options held by Monarch Partners. The Reporting Person may be deemed to indirectly beneficially own the shares and options held by Monarch Partners, but disclaims beneficial ownership of such shares and options to the extent of his pecuniary interest therein.