SEC Form 4 · accession 0001127602-17-035434
Quanex Building Products CORP · NX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dewayne Williams
Officer — VP- Controller
Period of report
Dec 20, 2017
Accepted (ET)
Dec 22, 2017 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001423221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 20, 2017 | M | 4,000 | $16.94 | A | 16,672 | D | |
| Common Stock | Dec 20, 2017 | M | 4,100 | $17.63 | A | 20,772 | D | |
| Common StockF1 | Dec 20, 2017 | S | 8,100 | $23.36 | D | 12,672 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $16.94 | Dec 20, 2017 | M | 4,000 | D | — | Jul 1, 2023 | Common Stock | 4,000 | 0 | D |
| Stock Options (Right to Buy)F3 | $17.63 | Dec 20, 2017 | M | 4,100 | D | — | Dec 5, 2023 | Common Stock | 4,100 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.35 to 23.40, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2The option vests in three equal annual installments beginning on July 9, 2014.
- F3The option vests in three equal annual installments beginning on December 5, 2014.