SEC Form 4 · accession 0001127602-17-021924
Quanex Building Products CORP · NX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin P Delaney
Officer — SVP-Gen. Counsel & Secretary
Period of report
Jun 19, 2017
Accepted (ET)
Jun 20, 2017 · 7:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001423221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 19, 2017 | M | 29,700 | $15.02 | A | 133,471 | D | |
| Common StockF1 | Jun 19, 2017 | S | 29,700 | $21.3531 | D | 103,771 | D | |
| Common Stock | Jun 20, 2017 | M | 30,000 | $15.02 | A | 133,771 | D | |
| Common StockF2 | Jun 20, 2017 | S | 30,000 | $21.3497 | D | 103,771 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $15.02 | Jun 19, 2017 | M | 29,700 | D | — | Apr 23, 2018 | Common Stock | 29,700 | 65,138 | D |
| Stock Options (Right to Buy)F3 | $15.02 | Jun 20, 2017 | M | 30,000 | D | — | Apr 23, 2018 | Common Stock | 30,000 | 35,138 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $21.30 to $21.55, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $21.30 to $21.425, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The option vests in three equal annual installments beginning 4/23/2009.