SEC Form 4 · accession 0001179110-19-002602
AquaVenture Holdings Ltd · WAAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Debra Coy
Director
Period of report
Feb 24, 2019
Accepted (ET)
Feb 26, 2019 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001422841
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1,F2 | — | Feb 24, 2019 | A | 5,540 | A | — | — | Ordinary Shares | 5,540 | 5,540 | D |
Explanation of responses
- F1Each Restricted Share Unit represents a contingent right to receive one Ordinary Share of the Company.
- F2The Restricted Share Units were issued pursuant to the Company's 2016 Share Option and Incentive Plan. 100% of these shares shall vest February 24, 2020.