SEC Form 4 · accession 0001179110-17-012650
AquaVenture Holdings Ltd · WAAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas R Brown
Officer — Chief Executive Officer · Director
Period of report
Sep 22, 2017
Accepted (ET)
Sep 25, 2017 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001422841
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Sep 22, 2017 | P | 14,018 | $14.358 | A | 1,484,042 | D | |
| Ordinary SharesF2 | holding | — | — | — | 148,449 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of purchased at each separate price for all transactions reported on this Form 4.
- F2The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any.