SEC Form 4 · accession 0001179110-17-008352
AquaVenture Holdings Ltd · WAAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee S Muller
Officer — Chief Financial Officer
Period of report
May 30, 2017
Accepted (ET)
Jun 1, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001422841
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | May 30, 2017 | G | 300 | $0.00 | D | 7,780 | D | |
| Ordinary SharesF2 | holding | — | — | — | 70,000 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting Person gifted shares to family members with whom the Reporting Person does not share a household.
- F2The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any.