SEC Form 4 · accession 0001179110-17-005934
AquaVenture Holdings Ltd · WAAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian O'Neill
Director
Period of report
Apr 10, 2017
Accepted (ET)
Apr 11, 2017 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001422841
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | holding | — | — | — | 1,088 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1,F2 | — | Apr 10, 2017 | A | 9,754 | A | — | — | Ordinary Shares | 9,754 | 9,754 | D |
Explanation of responses
- F1Each Restricted Share Unit represents a contingent right to receive one Ordinary Share of the Company.
- F2The Restricted Share Units were issued pursuant to the Company's 2016 Share Option and Incentive Plan. 100% of the shares shall vest on April 10, 2018.