SEC Form 4 · accession 0001179110-16-030681
AquaVenture Holdings Ltd · WAAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Ibarguen
Officer — President · Director
Period of report
Oct 12, 2016
Accepted (ET)
Oct 13, 2016 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001422841
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Oct 12, 2016 | P | 12,000 | $18.00 | A | 31,647 | D | |
| Ordinary SharesF1,F2 | Oct 12, 2016 | P | 275 | $18.00 | A | 275 | I | By son |
| Ordinary SharesF1,F2 | Oct 12, 2016 | P | 275 | $18.00 | A | 275 | I | By son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were purchased through a directed share program in connection with the initial public offering of AquaVenture Holdings Limited.
- F2The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any.