SEC Form 3 · accession 0001179110-16-030574
AquaVenture Holdings Ltd · WAAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cyril Meduna
Director
Period of report
Oct 6, 2016
Accepted (ET)
Oct 6, 2016 · 7:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001422841
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | holding | — | — | — | 33,218 | D | ||
| Ordinary SharesF1,F2 | holding | — | — | — | 1,131,046 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 970,389 ordinary shares held by Guayacan Private Equity Fund Limited Partnership II, 15,772 ordinary shares held by Guayacan Private Equity Fund Limited Partnership II A LLC, and 144,885 ordinary shares held by Venture Capital Fund, Inc.
- F2The general partner of Guayacan Private Equity Fund Limited Partnership II and Guayacan Private Equity Fund Limited Partnership II A LLC (the "Guayacan Funds") is Advent Morro Equity Partners GP II, LLC. Cyril Meduna acts as Managing Member of Advent Morro Equity Partners GP II, LLC and is President and a Director of Venture Capital Fund, Inc. Mr. Meduna disclaims beneficial ownership over the shares held by the the Guayacan Funds and Venture Capital Fund, Inc., except to the extent of his pecuniary interest therein, if any.